1 | Names of Reporting Persons. | |||
Daniel H. Meyer | ||||
2 | Check the Appropriate Box if a Member of a Group | |||
(a) o | ||||
(b) þ | ||||
3 | SEC Use Only | |||
4 | Source of Funds | |||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | |||
o | ||||
6 | Citizenship or Place of Organization | |||
United States of America | ||||
Number of Shares Beneficially Owned by Each Reporting Person With: | 7 | Sole Voting Power | ||
2,430,708 | ||||
8 | Shared Voting Power | |||
3,281,184 | ||||
9 | Sole Dispositive Power | |||
2,430,708 | ||||
10 | Shared Dispositive Power | |||
3,281,184 | ||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
5,711,892 | ||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Securities | |||
o | ||||
13 | Percent of Class Represented by Amount in Row (11) | |||
18.7% | ||||
14 | Type of Reporting Person | |||
IN |
1 | Names of Reporting Persons. | |||
GRAMERCY TAVERN CORP.(1) | ||||
2 | Check the Appropriate Box if a Member of a Group | |||
(a) o | ||||
(b) þ | ||||
3 | SEC Use Only | |||
4 | Source of Funds | |||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | |||
o | ||||
6 | Citizenship or Place of Organization | |||
United States of America | ||||
Number of Shares Beneficially Owned by Each Reporting Person With: | 7 | Sole Voting Power | ||
— | ||||
8 | Shared Voting Power | |||
2,690,263 | ||||
9 | Sole Dispositive Power | |||
— | ||||
10 | Shared Dispositive Power | |||
2,690,263 | ||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
2,690,263 | ||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Securities | |||
o | ||||
13 | Percent of Class Represented by Amount in Row (11) | |||
9.4% | ||||
14 | Type of Reporting Person | |||
CO |
1 | Names of Reporting Persons. | |||
Daniel H. Meyer 2012 Gift Trust U/A/D 10/31/12 | ||||
2 | Check the Appropriate Box if a Member of a Group | |||
(a) o | ||||
(b) þ | ||||
3 | SEC Use Only | |||
4 | Source of Funds | |||
5 | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | |||
o | ||||
6 | Citizenship or Place of Organization | |||
United States of America | ||||
Number of Shares Beneficially Owned by Each Reporting Person With: | 7 | Sole Voting Power | ||
— | ||||
8 | Shared Voting Power | |||
590,921 | ||||
9 | Sole Dispositive Power | |||
— | ||||
10 | Shared Dispositive Power | |||
590,921 | ||||
11 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
590,921 | ||||
12 | Check if the Aggregate Amount in Row (11) Excludes Certain Securities | |||
o | ||||
13 | Percent of Class Represented by Amount in Row (11) | |||
2.2% | ||||
14 | Type of Reporting Person | |||
OO (Grantor Trust) |
Reporting Person | Amount beneficially owned | Percent of class | Sole power to vote or to direct the vote | Shared power to vote or to direct the vote | Sole power to dispose or to direct the disposition of | Shared power to dispose or to direct the disposition of | ||||||
DANIEL H. MEYER(1) | 5,711,892 | 18.7% | 2,430,708 | 3,281,184 | 2,430,708 | 3,281,184 | ||||||
GRAMERCY TAVERN CORP. | 2,690,263 | 9.4% | — | 2,690,263 | — | 2,690,263 | ||||||
DANIEL H. MEYER 2012 GIFT TRUST U/A/D 10/31/12(2) | 590,921 | 2.2% | — | 590,921 | — | 590,921 |
Reporting Person | Date of Transaction | Number of Shares Disposed | Price per Share | ||||
DANIEL H. MEYER | 6/1/2017 | 20,000 | 37.4010(1) | ||||
DANIEL H. MEYER | 6/6/2017 | 12,400 | 38.0490(2) | ||||
DANIEL H. MEYER | 6/7/2017 | 11,547 | 38.0363(3) | ||||
DANIEL H. MEYER | 6/8/2017 | 1,053 | 38.0076(4) | ||||
Total | 45,000 |
(d) | None. |
(e) | Not applicable. |
Item 6. | Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer |
Item 7. | Materials to be Filed as Exhibits |
Exhibit No. | Description | |
7.12 | Amendment No. 2 to Stockholders Agreement, dated as of May 11, 2017, by and among Shake Shack Inc., Daniel H. Meyer, Gramercy Tavern Corp., Daniel H. Meyer 2012 Gift Trust U/A/D 10/31/12, and certain other parties thereto. | |
7.13 | Agreement of Joint Filing, entered into effective as of July 20, 2017, by and between Daniel H. Meyer, Gramercy Tavern Corp. and Daniel H. Meyer 2012 Gift Trust U/A/D 10/31/12. |
Dated: July 20, 2017 | By: | /s/ Ronald Palmese, Jr. |
Ronald Palmese, Jr., Esq., Attorney-in-Fact for Daniel H. Meyer |
Dated: July 20, 2017 | By: | /s/ Ronald Palmese, Jr. |
Ronald Palmese, Jr., Esq., Attorney-in-Fact for Gramercy Tavern Corp. |
Dated: July 20, 2017 | By: | /s/ Ronald Palmese, Jr. |
Ronald Palmese, Jr., Esq., Attorney-in-Fact for Daniel H. Meyer 2012 Gift Trust U/A/D 10/31/12 |
A. | Schedule 2 (Management Stockholders) to the Stockholders Agreement is hereby amended and restated in its entirety and replaced by Schedule 2 attached hereto. |
B. | As hereby amended by this Amendment, the Stockholders Agreement remains in full force and effect. |
COMPANY: | |||||
SHAKE SHACK INC. | |||||
By: | /s/ Ronald Palmese, Jr. | ||||
Name: | Ronald Palmese, Jr. | ||||
Title: | General Counsel | ||||
HOLDINGS: | |||||
SSE HOLDINGS, LLC | |||||
By: | /s/ Ronald Palmese, Jr. | ||||
Name: | Ronald Palmese, Jr. | ||||
Title: | General Counsel | ||||
MEYER STOCKHOLDERS: | |||||
GRAMERCY TAVERN CORP. | |||||
By: | /s/ Daniel H. Meyer | ||||
Name: | Daniel H. Meyer | ||||
Title: | Authorized Signatory | ||||
By: | /s/ Daniel H. Meyer | ||||
Daniel H. Meyer | |||||
DANIEL H. MEYER 2012 GIFT TRUST U/A/D 10/31/12 | |||||
By: | /s/ Audrey Meyer | ||||
Name: | Audrey Meyer, not individually but solely as Co-Trustee | ||||
LGP STOCKHOLDERS: | |||||
GREEN EQUITY INVESTORS VI, L.P. | |||||
By: | GEI Capital VI, LLC, its General Partner | ||||
By: | /s/ J.T. Schumacher | ||||
Lance J.T. Schumacher | |||||
Vice President - Tax | |||||
GREEN EQUITY INVESTORS SIDE VI, L.P. | |||||
By: | GEI Capital VI, LLC, its General Partner | ||||
By: | /s/ J.T. Schumacher | ||||
Lance J.T. Schumacher | |||||
Vice President - Tax | |||||
LGP MALTED COINVEST LLC | |||||
By: | Peridot Coinvest Manager LLC, its Manager | ||||
By: | Leonard Green & Partners, L.P., its Manager | ||||
By: | LGP Management, Inc., its General Partner | ||||
By: | /s/ J.T. Schumacher | ||||
Lance J.T. Schumacher | |||||
Vice President - Tax |
SEG STOCKHOLDERS: | |||||
SEG PARTNERS, L.P. | |||||
By: | SEG Partners Holdings, LLC, its general partner | ||||
By: | /s/ George Loening | ||||
Name: | George Loening | ||||
Title: | Managing Member | ||||
SEG PARTNERS II, L.P. | |||||
By: | SEG Partners II Holdings, LLC, its general partner | ||||
By: | /s/ George Loening | ||||
Name: | George Loening | ||||
Title: | Managing Member | ||||
SEG PARTNERS OFFSHORE MASTER FUND, LTD | |||||
By: | /s/ George Loening | ||||
Name: | George Loening | ||||
Title: | Director |
Date: July 20, 2017 | By: | /s/ Ronald Palmese, Jr. | |||
Ronald Palmese, Jr., Esq., Attorney-in-Fact for Daniel H. Meyer | |||||
Date: July 20, 2017 | By: | /s/ Ronald Palmese, Jr. | |||
Ronald Palmese, Jr., Esq., Attorney-in-Fact for Gramercy Tavern Corp. | |||||
Date: July 20, 2017 | By: | /s/ Ronald Palmese, Jr. | |||
Ronald Palmese, Jr., Esq., Attorney-in-Fact for Daniel H. Meyer 2012 Gift Trust U/A/D 10/31/12 | |||||